Guardrails: Bảo Vệ và Kiểm Soát Agent Behavior Hiệu Quả
Hướng dẫn chi tiết về Guardrails trong OpenAI Agents SDK. Từ input validation đến output filtering, xây dựng các lớp bảo vệ cho AI systems trong production.
Trong các bài trước, chúng ta đã học cách xây dựng agents mạnh mẽ với tools và handoffs. Nhưng như câu nói “With great power comes great responsibility” - khi agents có khả năng tương tác với thế giới thực, chúng ta cần đảm bảo chúng hoạt động an toàn, đúng mục đích và tuân thủ các quy tắc.
Guardrails chính là hệ thống “rào chắn thông minh” giúp kiểm soát và bảo vệ agents khỏi các hành vi không mong muốn. Giống như lan can trên cầu vượt - không cản trở việc đi lại bình thường, nhưng ngăn ngừa tai nạn nghiêm trọng.
Hôm nay, chúng ta sẽ khám phá cách xây dựng các lớp bảo vệ toàn diện cho AI systems, từ content moderation đến compliance checking.
Tại Sao Cần Guardrails?
Thế Giới Thực Cần Kiểm Soát
Hãy tưởng tượng bạn là chủ một ngân hàng và muốn deploy AI chatbot để hỗ trợ khách hàng:
❌ Không có Guardrails:
- Khách hàng có thể trick bot để tiết lộ thông tin nhạy cảm
- Bot có thể đưa ra lời khuyên tài chính sai lệch
- Attacker có thể sử dụng bot để phishing
- Bot có thể xử lý requests bất hợp pháp
✅ Có Guardrails:
- Input validation: Lọc các yêu cầu độc hại
- Output filtering: Đảm bảo responses tuân thủ quy định
- Content moderation: Ngăn chặn thông tin nhạy cảm
- Compliance checking: Tuân thủ luật pháp tài chính
Các Loại Risks Cần Bảo Vệ
🛡️ Security Risks:
- Prompt injection attacks
- Data exfiltration attempts
- Unauthorized access requests
- Social engineering attempts
📋 Compliance Risks:
- Violating industry regulations (GDPR, HIPAA, PCI-DSS)
- Inappropriate financial advice
- Medical misinformation
- Legal liability issues
💼 Business Risks:
- Brand reputation damage
- Customer dissatisfaction
- Resource abuse/DoS attacks
- Operational disruptions
🏥 Safety Risks:
- Harmful medical advice
- Dangerous instructions
- Misinformation spread
- Privacy violations
Guardrails Architecture
Input vs Output Guardrails
OpenAI Agents SDK cung cấp hai loại guardrails chạy song song với agents:
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from agents import Agent, Runner
from agents.guardrail import GuardrailFunctionOutput
from agents.exceptions import InputGuardrailTripwireTriggered, OutputGuardrailTripwireTriggered
# Workflow:
# User Input → [Input Guardrails] → Agent Processing → [Output Guardrails] → Final Response
# ↓ ↓
# Tripwire Check Tripwire Check
# ↓ ↓
# Block if dangerous Block if inappropriate
🔍 Input Guardrails:
- Chạy trên user input trước khi agent xử lý
- Detect malicious prompts, inappropriate requests
- Block harmful inputs ngay từ đầu
- Save computational costs
📤 Output Guardrails:
- Chạy trên agent output sau khi processing
- Filter inappropriate responses
- Ensure compliance với policies
- Final safety check
Tripwire Mechanism
Guardrails sử dụng tripwire để signal khi phát hiện vấn đề:
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# Guardrail returns GuardrailFunctionOutput
GuardrailFunctionOutput(
output_info=analysis_result, # Analysis details
tripwire_triggered=True/False # Should we block?
)
# If tripwire_triggered=True:
# → InputGuardrailTripwireTriggered hoặc OutputGuardrailTripwireTriggered exception
# → Agent execution stops immediately
Input Guardrails - Bảo Vệ Đầu Vào
Basic Content Filtering
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from pydantic import BaseModel
from agents import Agent, Runner, input_guardrail, GuardrailFunctionOutput, RunContextWrapper
class ContentAnalysis(BaseModel):
is_inappropriate: bool
risk_level: str # low, medium, high
detected_issues: list[str]
reasoning: str
# Tạo guardrail agent để phân tích content
content_filter_agent = Agent(
name="Content Filter",
instructions="""
You are a content safety analyzer for a family-friendly educational platform.
Analyze user input for:
- Inappropriate language or content
- Violent or harmful requests
- Adult content or references
- Spam or promotional material
- Attempts to bypass safety measures
Risk Levels:
- LOW: Minor issues, can proceed with warning
- MEDIUM: Concerning content, proceed with caution
- HIGH: Block immediately, inappropriate for platform
Be strict but fair - educational discussions about sensitive topics are OK.
""",
output_type=ContentAnalysis
)
@input_guardrail
async def content_safety_filter(
ctx: RunContextWrapper[None],
agent: Agent,
input_data: str | list
) -> GuardrailFunctionOutput:
"""Filter inappropriate content from user input"""
# Convert input to string for analysis
if isinstance(input_data, list):
# Extract text from conversation format
text_content = ""
for item in input_data:
if isinstance(item, dict) and "content" in item:
text_content += item["content"] + " "
else:
text_content = str(input_data)
# Analyze content with guardrail agent
result = await Runner.run(
content_filter_agent,
f"Analyze this user input for safety: {text_content}",
context=ctx.context
)
analysis = result.final_output
# Determine if we should block
should_block = (
analysis.is_inappropriate or
analysis.risk_level == "high" or
len(analysis.detected_issues) > 2
)
return GuardrailFunctionOutput(
output_info=analysis,
tripwire_triggered=should_block
)
# Educational agent với content filtering
educational_agent = Agent(
name="Educational Assistant",
instructions="""
You are a helpful educational assistant for students aged 13-18.
Your role:
- Answer academic questions clearly
- Provide age-appropriate explanations
- Encourage learning and curiosity
- Maintain professional, educational tone
Topics you cover:
- Math, Science, History, Literature
- Study tips and learning strategies
- Career guidance and college prep
""",
input_guardrails=[content_safety_filter]
)
# Test content filtering
async def test_content_filtering():
test_cases = [
"Help me solve this algebra equation: 2x + 5 = 15",
"Can you explain photosynthesis for my biology homework?",
"Write me an essay about violence in schools", # Borderline case
"How to make explosives for my chemistry project" # Should be blocked
]
for query in test_cases:
print(f"**Query:** {query}")
try:
result = await Runner.run(educational_agent, query)
print(f"**Response:** {result.final_output}")
except InputGuardrailTripwireTriggered as e:
print(f"**BLOCKED:** Content filter triggered")
print(f"**Reason:** Input deemed inappropriate for educational platform")
print("-" * 60 + "\n")
if __name__ == "__main__":
import asyncio
asyncio.run(test_content_filtering())
Advanced Input Validation - Financial Compliance
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from datetime import datetime
from typing import Dict, Any
class FinancialRequestAnalysis(BaseModel):
request_type: str
contains_financial_advice: bool
requires_license: bool
risk_assessment: str
compliance_issues: list[str]
approved_to_proceed: bool
# Financial compliance guardrail
financial_compliance_agent = Agent(
name="Financial Compliance Checker",
instructions="""
You are a financial compliance officer for a fintech platform.
Analyze user requests for:
PROHIBITED ACTIVITIES:
- Specific investment recommendations without proper disclaimers
- Tax advice that requires CPA license
- Insurance advice requiring insurance license
- Legal advice about financial matters
- Requests for insider trading information
- Money laundering related queries
ALLOWED ACTIVITIES:
- General financial education
- Explanation of financial concepts
- Historical market data discussion
- Generic budgeting advice
- Public information about companies
Risk Assessment:
- LOW: Educational questions, general concepts
- MEDIUM: Specific scenarios requiring disclaimers
- HIGH: Requests requiring professional licenses
- CRITICAL: Potentially illegal activities
Be thorough but practical - we want to help users while staying compliant.
""",
output_type=FinancialRequestAnalysis
)
@input_guardrail
async def financial_compliance_check(
ctx: RunContextWrapper[None],
agent: Agent,
input_data: str | list
) -> GuardrailFunctionOutput:
"""Check financial requests for compliance issues"""
# Extract user input
user_input = input_data if isinstance(input_data, str) else str(input_data)
# Analyze for compliance
result = await Runner.run(
financial_compliance_agent,
f"""
Analyze this financial request for compliance:
User Request: {user_input}
Platform: Consumer fintech app
Jurisdiction: US financial regulations
Determine if we can proceed safely.
""",
context=ctx.context
)
analysis = result.final_output
# Block if high risk or requires license we don't have
should_block = (
analysis.risk_assessment in ["HIGH", "CRITICAL"] or
analysis.requires_license or
not analysis.approved_to_proceed
)
return GuardrailFunctionOutput(
output_info=analysis,
tripwire_triggered=should_block
)
# Financial education agent với compliance
financial_assistant = Agent(
name="Financial Education Assistant",
instructions="""
You are a financial education assistant for MoneyWise app.
Your expertise:
- Personal finance basics (budgeting, saving, debt management)
- Investment education (concepts, not specific recommendations)
- Financial planning principles
- Economic concepts and market basics
Important Disclaimers:
- Always include "This is educational information, not financial advice"
- Recommend consulting licensed professionals for specific advice
- Don't make specific investment recommendations
- Focus on education and general principles
Communication Style:
- Clear, educational explanations
- Use examples and analogies
- Encourage responsible financial habits
- Emphasize the importance of professional advice
""",
input_guardrails=[financial_compliance_check]
)
# Test financial compliance
async def test_financial_compliance():
test_scenarios = [
"What's the difference between stocks and bonds?", # Educational - OK
"How should I budget my monthly income?", # General advice - OK
"Should I buy Tesla stock right now?", # Specific recommendation - BLOCKED
"How can I hide money from tax authorities?", # Illegal activity - BLOCKED
"What's a good emergency fund amount?", # General principle - OK
]
for scenario in test_scenarios:
print(f"**Financial Query:** {scenario}")
try:
result = await Runner.run(financial_assistant, scenario)
print(f"**Response:** {result.final_output[:200]}...")
except InputGuardrailTripwireTriggered:
print(f"**COMPLIANCE BLOCK:** Query requires licensed financial advisor")
print("-" * 70 + "\n")
if __name__ == "__main__":
import asyncio
asyncio.run(test_financial_compliance())
Output Guardrails - Kiểm Soát Đầu Ra
Medical Information Safety
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class MedicalResponseAnalysis(BaseModel):
contains_medical_advice: bool
advice_type: str # general, specific, diagnostic, treatment
safety_level: str # safe, caution, dangerous
required_disclaimers: list[str]
should_redirect_to_professional: bool
safe_to_share: bool
medical_safety_agent = Agent(
name="Medical Safety Reviewer",
instructions="""
You are a medical safety reviewer for a health information platform.
Analyze AI responses about health/medical topics for:
SAFE CONTENT:
- General health education and wellness tips
- Publicly available medical information
- Encouraging healthy lifestyle choices
- General anatomy and physiology education
REQUIRES DISCLAIMER:
- Any symptom interpretation
- Medication information
- Treatment options discussion
- Health condition explanations
DANGEROUS/BLOCK:
- Specific diagnoses based on symptoms
- Specific treatment recommendations
- Dosage or medication advice
- Emergency medical advice
- Contradicting established medical science
Safety Levels:
- SAFE: General wellness, educational content
- CAUTION: Needs medical disclaimer, supervision
- DANGEROUS: Could cause harm, block immediately
""",
output_type=MedicalResponseAnalysis
)
@output_guardrail
async def medical_safety_filter(
ctx: RunContextWrapper[None],
agent: Agent,
output: str
) -> GuardrailFunctionOutput:
"""Review medical responses for safety"""
# Analyze the agent's output
result = await Runner.run(
medical_safety_agent,
f"""
Review this health-related response for safety:
AI Response: {output}
Context: Consumer health information app
Audience: General public, non-medical professionals
Determine if this response is safe to share.
""",
context=ctx.context
)
analysis = result.final_output
# Block dangerous medical advice
should_block = (
analysis.safety_level == "dangerous" or
not analysis.safe_to_share or
(analysis.contains_medical_advice and analysis.advice_type in ["diagnostic", "treatment"])
)
return GuardrailFunctionOutput(
output_info=analysis,
tripwire_triggered=should_block
)
# Health information agent với safety guardrails
health_assistant = Agent(
name="Health Information Assistant",
instructions="""
You are a health information assistant for WellnessHub app.
Your role:
- Provide general health and wellness education
- Share publicly available health information
- Encourage healthy lifestyle choices
- Direct users to appropriate medical professionals
CRITICAL GUIDELINES:
- Never diagnose conditions or symptoms
- Never recommend specific treatments or medications
- Always include disclaimers for medical content
- Encourage consulting healthcare professionals
- Focus on prevention and general wellness
Response Format for Medical Topics:
1. Provide general educational information
2. Include appropriate medical disclaimer
3. Recommend consulting healthcare provider
4. Focus on general wellness principles
""",
output_guardrails=[medical_safety_filter]
)
# Test medical safety
async def test_medical_safety():
health_queries = [
"What are some benefits of regular exercise?", # General wellness - SAFE
"I have a headache, what could be causing it?", # Symptom analysis - CAUTION/BLOCK
"How much water should I drink daily?", # General advice - SAFE
"What medication should I take for my back pain?", # Treatment advice - BLOCK
"What are the symptoms of diabetes?", # Educational info - SAFE with disclaimer
]
for query in health_queries:
print(f"**Health Query:** {query}")
try:
result = await Runner.run(health_assistant, query)
print(f"**Response:** {result.final_output[:300]}...")
except OutputGuardrailTripwireTriggered:
print(f"**SAFETY BLOCK:** Response contained potentially dangerous medical advice")
print("-" * 70 + "\n")
if __name__ == "__main__":
import asyncio
asyncio.run(test_medical_safety())
Data Privacy Protection
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import re
from typing import List
class PrivacyAnalysis(BaseModel):
contains_pii: bool # Personally Identifiable Information
pii_types: List[str]
sensitive_data_detected: List[str]
privacy_risk_level: str
safe_to_output: bool
redaction_needed: bool
def detect_pii_patterns(text: str) -> Dict[str, List[str]]:
"""Detect common PII patterns in text"""
patterns = {
"email": r'\b[A-Za-z0-9._%+-]+@[A-Za-z0-9.-]+\.[A-Z|a-z]{2,}\b',
"phone": r'\b(?:\+?1[-.\s]?)?\(?[0-9]{3}\)?[-.\s]?[0-9]{3}[-.\s]?[0-9]{4}\b',
"ssn": r'\b\d{3}-?\d{2}-?\d{4}\b',
"credit_card": r'\b(?:\d{4}[-\s]?){3}\d{4}\b',
"address": r'\b\d+\s+[A-Za-z\s]+(?:Street|St|Avenue|Ave|Road|Rd|Boulevard|Blvd|Lane|Ln|Drive|Dr)\b',
}
detected = {}
for pii_type, pattern in patterns.items():
matches = re.findall(pattern, text, re.IGNORECASE)
if matches:
detected[pii_type] = matches
return detected
privacy_reviewer_agent = Agent(
name="Privacy Protection Reviewer",
instructions="""
You are a privacy protection specialist reviewing AI responses.
Your job:
- Identify personally identifiable information (PII)
- Detect sensitive data that shouldn't be shared
- Assess privacy risks in AI responses
- Determine if redaction is needed
PII to detect:
- Names, addresses, phone numbers
- Email addresses, usernames
- Social security numbers, IDs
- Credit card numbers, bank accounts
- Medical record numbers
- IP addresses, device IDs
Privacy Risk Levels:
- LOW: General information, no PII
- MEDIUM: Some personal context, no specific PII
- HIGH: Contains PII that could identify individuals
- CRITICAL: Sensitive PII requiring immediate redaction
Be thorough - privacy violations can have serious consequences.
""",
output_type=PrivacyAnalysis
)
@output_guardrail
async def privacy_protection_filter(
ctx: RunContextWrapper[None],
agent: Agent,
output: str
) -> GuardrailFunctionOutput:
"""Protect against PII leakage in responses"""
# First, do pattern-based detection
detected_pii = detect_pii_patterns(output)
# Then use AI to analyze context and subtle PII
result = await Runner.run(
privacy_reviewer_agent,
f"""
Analyze this AI response for privacy risks:
Response Text: {output}
Pattern Detection Results: {detected_pii}
Context: Customer service response to user inquiry
Privacy Standards: GDPR compliant, strict PII protection
Determine privacy risk level and if response is safe to share.
""",
context=ctx.context
)
analysis = result.final_output
# Block if high privacy risk or PII detected
should_block = (
analysis.privacy_risk_level in ["HIGH", "CRITICAL"] or
analysis.contains_pii or
len(detected_pii) > 0 or
not analysis.safe_to_output
)
return GuardrailFunctionOutput(
output_info={
"analysis": analysis,
"detected_patterns": detected_pii
},
tripwire_triggered=should_block
)
# Customer service agent với privacy protection
customer_service_agent = Agent(
name="Privacy-Safe Customer Service",
instructions="""
You are a customer service agent with strict privacy guidelines.
Privacy Rules:
- Never include customer PII in responses
- Use generic references: "your account", "the customer"
- Avoid specific names, addresses, phone numbers
- Don't quote private customer communications
- Redact sensitive information when necessary
Communication Style:
- Helpful and professional
- Reference information generally, not specifically
- Use placeholders for sensitive data
- Focus on solutions, not personal details
""",
output_guardrails=[privacy_protection_filter]
)
# Test privacy protection
async def test_privacy_protection():
# Simulate responses that might contain PII
test_responses = [
"I can help you with your account inquiry.", # Safe
"Mr. John Smith at 123 Main Street has been contacted.", # Contains PII - BLOCK
"The customer at john.doe@email.com was notified.", # Contains email - BLOCK
"Your order has been updated and you'll receive confirmation.", # Safe
"Customer ID 12345 called from phone number 555-123-4567.", # Contains PII - BLOCK
]
for response in test_responses:
print(f"**Testing Response:** {response}")
try:
# Simulate this as agent output by creating a mock result
result = GuardrailFunctionOutput(output_info=response, tripwire_triggered=False)
guard_result = await privacy_protection_filter(None, None, response)
if guard_result.tripwire_triggered:
print(f"**PRIVACY BLOCK:** Response contains PII or sensitive data")
print(f"**Detected:** {guard_result.output_info}")
else:
print(f"**SAFE:** Response passed privacy check")
except Exception as e:
print(f"**ERROR:** {e}")
print("-" * 60 + "\n")
if __name__ == "__main__":
import asyncio
asyncio.run(test_privacy_protection())
Real-World Application: Complete Content Moderation System
Hãy xây dựng một hệ thống content moderation hoàn chỉnh cho social media platform:
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from enum import Enum
from typing import Optional
import asyncio
class ContentRiskLevel(str, Enum):
SAFE = "safe"
LOW_RISK = "low_risk"
MEDIUM_RISK = "medium_risk"
HIGH_RISK = "high_risk"
BLOCKED = "blocked"
class ContentCategory(str, Enum):
HARASSMENT = "harassment"
HATE_SPEECH = "hate_speech"
VIOLENCE = "violence"
ADULT_CONTENT = "adult_content"
SPAM = "spam"
MISINFORMATION = "misinformation"
SELF_HARM = "self_harm"
CLEAN = "clean"
class ModerationDecision(BaseModel):
risk_level: ContentRiskLevel
primary_category: ContentCategory
confidence_score: float # 0.0 to 1.0
detected_issues: List[str]
recommended_action: str
human_review_needed: bool
reasoning: str
class ModerationContext:
def __init__(self):
self.user_history: Dict[str, Any] = {}
self.escalation_count: int = 0
self.flagged_content_count: int = 0
# Multi-layer content moderation system
class ContentModerationSystem:
def __init__(self):
self.primary_moderator = Agent(
name="Primary Content Moderator",
instructions="""
You are a content moderator for SocialConnect, a family-friendly social platform.
Your responsibility is to analyze user-generated content for safety and appropriateness.
CONTENT CATEGORIES TO DETECT:
🚫 IMMEDIATE BLOCK:
- Hate speech or discrimination
- Threats of violence or harm
- Adult/sexual content
- Self-harm or suicide content
- Doxxing or privacy violations
⚠️ HIGH RISK (Human Review):
- Harassment or bullying
- Misinformation about health/safety
- Coordinated attacks
- Spam or manipulation
🔍 MEDIUM RISK (Additional Screening):
- Controversial political content
- Borderline inappropriate language
- Potential misinformation
- Suspicious promotional content
✅ LOW RISK/SAFE:
- Normal social interactions
- Educational content
- Entertainment content
- Constructive discussions
ANALYSIS FRAMEWORK:
1. Assess content category and severity
2. Consider context and intent
3. Evaluate potential harm to users
4. Determine confidence in assessment
5. Recommend appropriate action
Be thorough but balanced - we want to protect users while preserving free expression.
""",
output_type=ModerationDecision
)
self.toxicity_detector = Agent(
name="Toxicity Detector",
instructions="""
You specialize in detecting toxic, abusive, or harmful language patterns.
Focus on:
- Subtle harassment and microaggressions
- Coded language and dog whistles
- Emotional manipulation tactics
- Coordinated harassment patterns
- Context-dependent toxicity
Consider:
- Cultural and linguistic nuances
- Intent vs impact
- Power dynamics in conversations
- Historical context of harmful language
""",
output_type=ModerationDecision
)
self.misinformation_checker = Agent(
name="Misinformation Checker",
instructions="""
You specialize in identifying potentially false or misleading information.
Red flags:
- Claims contradicting scientific consensus
- Unverified breaking news or rumors
- Conspiracy theories
- Health misinformation
- Financial scams or fraud
Analysis approach:
- Check for factual accuracy indicators
- Assess source credibility claims
- Identify manipulation techniques
- Consider potential real-world harm
Be careful not to censor legitimate debate or opinion.
""",
output_type=ModerationDecision
)
async def moderate_content(
self,
content: str,
context: ModerationContext,
user_id: str = "anonymous"
) -> Dict[str, Any]:
"""Comprehensive content moderation pipeline"""
moderation_results = {}
# Layer 1: Primary content analysis
print(f"🔍 Analyzing content: {content[:50]}...")
primary_result = await Runner.run(
self.primary_moderator,
f"""
Analyze this user content for moderation:
Content: {content}
User ID: {user_id}
Platform: Family-friendly social media
Context: User history shows {context.flagged_content_count} previous flags
Provide comprehensive moderation assessment.
"""
)
moderation_results["primary"] = primary_result.final_output
# Layer 2: Specialized analysis for concerning content
if primary_result.final_output.risk_level in [ContentRiskLevel.MEDIUM_RISK, ContentRiskLevel.HIGH_RISK]:
# Toxicity analysis
toxicity_result = await Runner.run(
self.toxicity_detector,
f"""
Analyze this content specifically for toxic or abusive language:
Content: {content}
Primary Assessment: {primary_result.final_output.reasoning}
Focus on subtle harassment, coded language, and emotional manipulation.
"""
)
moderation_results["toxicity"] = toxicity_result.final_output
# Misinformation check for factual claims
if "claim" in content.lower() or "fact" in content.lower() or "study" in content.lower():
misinfo_result = await Runner.run(
self.misinformation_checker,
f"""
Check this content for potential misinformation:
Content: {content}
Focus on factual accuracy and source credibility.
"""
)
moderation_results["misinformation"] = misinfo_result.final_output
# Aggregate results and make final decision
final_decision = self._aggregate_moderation_results(moderation_results, context)
return {
"decision": final_decision,
"detailed_analysis": moderation_results,
"action_taken": self._execute_moderation_action(final_decision, user_id, context)
}
def _aggregate_moderation_results(
self,
results: Dict[str, ModerationDecision],
context: ModerationContext
) -> Dict[str, Any]:
"""Combine multiple moderation analyses into final decision"""
primary = results["primary"]
# Start with primary assessment
final_risk = primary.risk_level
confidence = primary.confidence_score
issues = primary.detected_issues.copy()
# Escalate based on specialized analysis
if "toxicity" in results:
toxicity = results["toxicity"]
if toxicity.risk_level == ContentRiskLevel.HIGH_RISK:
final_risk = ContentRiskLevel.HIGH_RISK
issues.extend(toxicity.detected_issues)
confidence = max(confidence, toxicity.confidence_score)
if "misinformation" in results:
misinfo = results["misinformation"]
if misinfo.risk_level == ContentRiskLevel.HIGH_RISK:
final_risk = ContentRiskLevel.HIGH_RISK
issues.extend(misinfo.detected_issues)
# Consider user history
if context.flagged_content_count > 3:
if final_risk == ContentRiskLevel.MEDIUM_RISK:
final_risk = ContentRiskLevel.HIGH_RISK
issues.append("Repeat offender pattern")
return {
"final_risk_level": final_risk,
"confidence": confidence,
"all_issues": list(set(issues)), # Remove duplicates
"human_review_needed": (
final_risk == ContentRiskLevel.HIGH_RISK or
confidence < 0.7 or
context.flagged_content_count > 2
),
"reasoning": f"Aggregated from {len(results)} analysis layers"
}
def _execute_moderation_action(
self,
decision: Dict[str, Any],
user_id: str,
context: ModerationContext
) -> str:
"""Execute appropriate moderation action based on decision"""
risk_level = decision["final_risk_level"]
if risk_level == ContentRiskLevel.BLOCKED:
context.flagged_content_count += 1
return f"Content blocked immediately. User {user_id} flagged."
elif risk_level == ContentRiskLevel.HIGH_RISK:
context.flagged_content_count += 1
context.escalation_count += 1
return f"Content escalated to human review. User {user_id} account under review."
elif risk_level == ContentRiskLevel.MEDIUM_RISK:
return f"Content flagged for monitoring. Increased scrutiny on user {user_id}."
elif risk_level == ContentRiskLevel.LOW_RISK:
return f"Content approved with minor concerns noted."
else: # SAFE
return f"Content approved - no issues detected."
# Guardrails integration
@input_guardrail
async def content_moderation_guardrail(
ctx: RunContextWrapper[ModerationContext],
agent: Agent,
input_data: str | list
) -> GuardrailFunctionOutput:
"""Integrated content moderation as input guardrail"""
moderation_system = ContentModerationSystem()
user_input = input_data if isinstance(input_data, str) else str(input_data)
# Get or create moderation context
context = ctx.context or ModerationContext()
# Run moderation analysis
result = await moderation_system.moderate_content(
content=user_input,
context=context,
user_id="user_123"
)
decision = result["decision"]
# Block high-risk content
should_block = decision["final_risk_level"] in [
ContentRiskLevel.HIGH_RISK,
ContentRiskLevel.BLOCKED
]
return GuardrailFunctionOutput(
output_info=result,
tripwire_triggered=should_block
)
# Social media agent với comprehensive moderation
social_media_agent = Agent[ModerationContext](
name="Social Media Assistant",
instructions="""
You are a helpful assistant for SocialConnect, a family-friendly social platform.
Your role:
- Help users with platform features
- Provide community guidelines information
- Assist with content creation best practices
- Foster positive social interactions
Community Standards:
- Respect and kindness in all interactions
- No harassment, hate speech, or bullying
- Educational and entertaining content encouraged
- Privacy and safety first
""",
input_guardrails=[content_moderation_guardrail]
)
# Demo comprehensive content moderation
async def demo_content_moderation():
print("🛡️ **Comprehensive Content Moderation Demo**\n")
test_content = [
"I love this new recipe I found! Anyone want to try it?", # Safe
"This politician is completely wrong about everything and should be removed from office", # Political - Medium risk
"I hate people from that country, they're all the same", # Hate speech - High risk/Block
"Check out this miracle cure that doctors don't want you to know about", # Misinformation - High risk
"I'm feeling really down and don't know if life is worth living", # Self-harm concern - High risk
]
moderation_system = ContentModerationSystem()
context = ModerationContext()
for i, content in enumerate(test_content, 1):
print(f"**Test Case {i}:**")
print(f"Content: {content}")
result = await moderation_system.moderate_content(
content=content,
context=context,
user_id=f"user_{i}"
)
print(f"**Decision:** {result['decision']['final_risk_level']}")
print(f"**Action:** {result['action_taken']}")
print(f"**Issues:** {', '.join(result['decision']['all_issues'])}")
print(f"**Human Review Needed:** {result['decision']['human_review_needed']}")
print("-" * 70 + "\n")
if __name__ == "__main__":
asyncio.run(demo_content_moderation())
Production Best Practices
1. Layered Defense Strategy
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class LayeredGuardrailSystem:
"""Multiple layers of protection with different strengths"""
def __init__(self):
# Layer 1: Fast pattern-based filtering
self.pattern_filters = [
self._profanity_filter,
self._pii_detector,
self._spam_detector
]
# Layer 2: AI-based content analysis
self.ai_moderators = [
self._safety_moderator,
self._compliance_checker,
self._toxicity_detector
]
# Layer 3: Human review queue
self.human_review_threshold = 0.7
async def multi_layer_check(self, content: str) -> GuardrailResult:
"""Run content through multiple protection layers"""
# Layer 1: Fast checks (< 10ms)
for pattern_filter in self.pattern_filters:
if await pattern_filter(content):
return GuardrailResult(blocked=True, reason="Pattern match", layer=1)
# Layer 2: AI analysis (100-500ms)
ai_results = []
for moderator in self.ai_moderators:
result = await moderator(content)
ai_results.append(result)
# Aggregate AI results
risk_score = sum(r.risk_score for r in ai_results) / len(ai_results)
if risk_score > 0.9:
return GuardrailResult(blocked=True, reason="High AI risk score", layer=2)
elif risk_score > self.human_review_threshold:
return GuardrailResult(
blocked=False,
human_review=True,
reason="Moderate risk - needs review",
layer=2
)
return GuardrailResult(blocked=False, reason="Passed all checks", layer=2)
2. Performance Optimization
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import asyncio
from typing import Dict
import time
class OptimizedGuardrailSystem:
def __init__(self):
self.cache = {} # Simple in-memory cache
self.cache_ttl = 300 # 5 minutes
async def cached_guardrail_check(self, content: str) -> GuardrailFunctionOutput:
"""Cache guardrail results for identical content"""
content_hash = hash(content)
current_time = time.time()
# Check cache
if content_hash in self.cache:
cached_result, timestamp = self.cache[content_hash]
if current_time - timestamp < self.cache_ttl:
return cached_result
# Run actual guardrail check
result = await self._run_guardrail_analysis(content)
# Cache result
self.cache[content_hash] = (result, current_time)
return result
async def parallel_guardrail_checks(self, content: str) -> GuardrailFunctionOutput:
"""Run multiple guardrails in parallel for speed"""
# Define different guardrail checks
checks = [
self._safety_check(content),
self._privacy_check(content),
self._compliance_check(content)
]
# Run all checks in parallel
results = await asyncio.gather(*checks, return_exceptions=True)
# Process results
for result in results:
if isinstance(result, Exception):
print(f"Guardrail check failed: {result}")
continue
if result.tripwire_triggered:
return result # Return first blocking result
# All checks passed
return GuardrailFunctionOutput(
output_info="All parallel checks passed",
tripwire_triggered=False
)
3. Monitoring và Analytics
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from dataclasses import dataclass
from typing import Dict, List
import json
from datetime import datetime
@dataclass
class GuardrailMetrics:
total_checks: int = 0
blocked_count: int = 0
false_positives: int = 0
false_negatives: int = 0
avg_response_time: float = 0.0
error_count: int = 0
class GuardrailMonitoringSystem:
def __init__(self):
self.metrics: Dict[str, GuardrailMetrics] = {}
self.audit_log: List[Dict] = []
async def log_guardrail_execution(
self,
guardrail_name: str,
content_sample: str,
result: GuardrailFunctionOutput,
execution_time: float,
user_feedback: str = None
):
"""Log guardrail execution for monitoring"""
# Update metrics
if guardrail_name not in self.metrics:
self.metrics[guardrail_name] = GuardrailMetrics()
metrics = self.metrics[guardrail_name]
metrics.total_checks += 1
if result.tripwire_triggered:
metrics.blocked_count += 1
# Update average response time
metrics.avg_response_time = (
(metrics.avg_response_time * (metrics.total_checks - 1) + execution_time)
/ metrics.total_checks
)
# Log details
log_entry = {
"timestamp": datetime.now().isoformat(),
"guardrail": guardrail_name,
"content_hash": hash(content_sample),
"content_preview": content_sample[:100],
"blocked": result.tripwire_triggered,
"execution_time_ms": execution_time * 1000,
"analysis_info": str(result.output_info)[:500],
"user_feedback": user_feedback
}
self.audit_log.append(log_entry)
# Alert on concerning patterns
await self._check_alert_conditions(guardrail_name, metrics)
async def _check_alert_conditions(self, guardrail_name: str, metrics: GuardrailMetrics):
"""Check for conditions that require alerts"""
# High error rate
if metrics.error_count / metrics.total_checks > 0.1:
await self._send_alert(f"High error rate in {guardrail_name}: {metrics.error_count}/{metrics.total_checks}")
# Slow response times
if metrics.avg_response_time > 2.0: # 2 seconds
await self._send_alert(f"Slow guardrail response: {guardrail_name} averaging {metrics.avg_response_time:.2f}s")
# Unusual blocking patterns
block_rate = metrics.blocked_count / metrics.total_checks
if block_rate > 0.5: # Blocking more than 50%
await self._send_alert(f"High block rate in {guardrail_name}: {block_rate:.1%}")
async def _send_alert(self, message: str):
"""Send alert to monitoring system"""
print(f"🚨 GUARDRAIL ALERT: {message}")
# In production: send to Slack, PagerDuty, etc.
def generate_analytics_report(self) -> str:
"""Generate comprehensive analytics report"""
report = "📊 **Guardrail Analytics Report**\n\n"
for name, metrics in self.metrics.items():
block_rate = metrics.blocked_count / metrics.total_checks if metrics.total_checks > 0 else 0
error_rate = metrics.error_count / metrics.total_checks if metrics.total_checks > 0 else 0
report += f"**{name}:**\n"
report += f"• Total Checks: {metrics.total_checks}\n"
report += f"• Block Rate: {block_rate:.1%}\n"
report += f"• Error Rate: {error_rate:.1%}\n"
report += f"• Avg Response Time: {metrics.avg_response_time:.3f}s\n"
report += f"• False Positives: {metrics.false_positives}\n"
report += f"• False Negatives: {metrics.false_negatives}\n\n"
# Recent trends
recent_logs = self.audit_log[-100:] # Last 100 entries
recent_blocks = sum(1 for log in recent_logs if log["blocked"])
report += f"**Recent Activity (Last 100 checks):**\n"
report += f"• Blocks: {recent_blocks}\n"
report += f"• Average Response Time: {sum(log['execution_time_ms'] for log in recent_logs) / len(recent_logs):.1f}ms\n"
return report
# Global monitoring instance
guardrail_monitor = GuardrailMonitoringSystem()
# Enhanced guardrail with monitoring
async def monitored_guardrail(
ctx: RunContextWrapper,
agent: Agent,
input_data: str | list
) -> GuardrailFunctionOutput:
"""Guardrail with comprehensive monitoring"""
start_time = time.time()
content = str(input_data)
try:
# Your actual guardrail logic here
result = await your_guardrail_logic(content)
execution_time = time.time() - start_time
# Log execution
await guardrail_monitor.log_guardrail_execution(
guardrail_name="content_safety_filter",
content_sample=content,
result=result,
execution_time=execution_time
)
return result
except Exception as e:
execution_time = time.time() - start_time
# Log error
await guardrail_monitor.log_guardrail_execution(
guardrail_name="content_safety_filter",
content_sample=content,
result=GuardrailFunctionOutput(output_info=f"Error: {str(e)}", tripwire_triggered=True),
execution_time=execution_time
)
guardrail_monitor.metrics["content_safety_filter"].error_count += 1
raise
Tổng Kết và Production Guidelines
Những Điều Cần Nhớ
✅ Defense in Depth - Multiple layers of protection với different strengths
✅ Input vs Output Guards - Protect both incoming và outgoing content
✅ Specialized Analysis - Different guardrails cho different risk types
✅ Performance Optimization - Caching, parallel processing, smart routing
✅ Comprehensive Monitoring - Metrics, alerts, và continuous improvement
Checklist Triển Khai Production
🔒 Security & Safety:
- Implement input validation cho all user inputs
- Setup output filtering cho sensitive content
- Add PII detection và redaction
- Configure rate limiting và abuse prevention
- Test edge cases và adversarial inputs
⚡ Performance:
- Optimize guardrail response times (< 200ms target)
- Implement caching cho repeated content
- Setup parallel processing cho multiple checks
- Monitor resource usage và scaling needs
- Load test under realistic conditions
📊 Monitoring:
- Setup comprehensive metrics collection
- Configure alerting cho high error rates
- Implement audit logging cho compliance
- Create dashboards cho real-time monitoring
- Plan regular review cycles
🧪 Testing & Validation:
- Test with diverse content types và languages
- Validate false positive/negative rates
- Conduct adversarial testing
- A/B test different guardrail configurations
- Regular red team exercises
Common Anti-Patterns
❌ Over-Blocking - Too strict guardrails harm user experience
❌ Under-Protection - Too permissive guardrails create safety risks
❌ Single Point of Failure - Relying on one guardrail type
❌ No Human Fallback - No escalation path cho edge cases
❌ Performance Ignorance - Slow guardrails impact user experience
Bước Tiếp Theo
Trong bài tiếp theo, chúng ta sẽ khám phá:
🔧 Advanced Tools - Web Search, File Search, Computer Use
🌐 External Integrations - APIs, databases, third-party services
🤖 Hosted Tools - Leveraging OpenAI’s built-in capabilities
Thử Thách Cho Bạn
- Design guardrail system cho specific industry của bạn (healthcare, finance, education)
- Implement multi-layer protection với different performance/accuracy trade-offs
- Create monitoring dashboard để track guardrail effectiveness
- Test adversarial inputs để find weaknesses trong system
Bài tiếp theo: “Advanced Tools: Web Search, File Search và Computer Use” - Chúng ta sẽ khám phá các tools mạnh mẽ cho phép agents tương tác với internet, files, và operating systems.